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    Hong Kong regulatory compliance

    Oct 2017 Licensing for commodities related activities
    Oct 2017 The licensing regime in Hong Kong
    Feb 2017 Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
    Feb 2017 The Licensing Regime under The Securities and Futures Ordinance
    Jun 2016 Listed company guide to inside information
    May 2016 Environmental social and governance reporting guide for companies listed on the HKEx
    May 2016 Private placement of bonds
    Feb 2016 Hong Kong crowd funding and the associated risks
    Jan 2016 Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
    Jan 2016 Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
    Jun 2015 Hong Kong regulation of crowd funding
    Jun 2015
    Jun 2015 Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
    Jun 2015 Regulation of crowd funding in Hong Kong
    May 2015 Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
    Apr 2015 The connected transactions rules in Hong Kong
    Apr 2015 Hong Kong listing rules: connected transactions
    Apr 2015 Opportunities for Russian companies to raise debt finance in Hong Kong
    Apr 2015 Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
    Jan 2015 SFC’s powers to seek compensation for investors
    Jan 2015 Disclosure of interests under the Securities and Futures Ordinance
    Dec 2014 A Hong Kong corporate finance law firm
    Nov 2014 Fund structures
    Nov 2014 Structuring a private equity fund to be marketed in Europe
    Oct 2014 Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
    Oct 2014 Regulatory implications of offering securities to employees in Hong Kong
    Jul 2014 The Hong Kong Code on Takeovers and Mergers
    Jul 2014 The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
    Jul 2014 The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
    Jul 2014 Insider dealing under the Securities and Futures Ordinance
    Jun 2014 Hong Kong listing rules amendments changes to the connected transaction rules
    Jun 2014 Obligations of directors of the offeror under the Code on Takeovers and Mergers
    Jun 2014 The Hong Kong Code on Takeovers and Mergers
    Jun 2014 Marketing mutual funds in Hong Kong
    Jun 2014 Marketing non-corporate funds in Hong Kong
    Jun 2014 Marketing by an overseas company of shares in Hong Kong
    May 2014 Market misconduct under the Securities and Futures Ordinance
    Apr 2014 Rights issue and open offer in Hong Kong
    Apr 2014 Charltons' funds practice
    Jan 2014 Backdoor listing
    Dec 2013 The statutory regime for listed companies’ disclosure of inside information
    Nov 2013 Annual retainer services
    Aug 2013 Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
    Jul 2013 The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
    Jun 2013 Mergers and acquisitions
    Dec 2012 Hedge funds: the regulatory approach in Hong Kong
    Nov 2012 Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
    Jun 2009 Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
    Apr 2005 Guidelines on analyst conflicts of interest effective 1 April 2005
    Aug 2002 Guidance to the Securities and Futures Ordinance, Cap. 571
    Jul 2000 The mandatory provident fund

     

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  • 苹果高管驳斥iPhone计划报废说 iOS 12就是证据 2019-05-07
  • 热门楼盘趁势而入迎热销 红六月正式上线 ——凤凰网房产天津 2019-04-29
  • 国家税务总局:国地税改革进入具体实施操作阶段 2019-04-28
  • 习近平关于生态环境保护的十个精妙论述 2019-04-28
  • 生态环境部严厉打击转移倾倒固体废物及危险废物 2019-04-27
  • 马克思的每个人全面而自由发展,是人的最高需求层次理论。 2019-04-22
  • 空调还装墙壁上?聪明人都是往这里装,好看又省地 ——凤凰网房产 2019-04-22
  • 这下就真的更加坐实你的老蚕了,所有网友都是见证!想赖都赖不掉了。 2019-04-20
  • 空姐,到底要不要漂亮?-光明时评 2019-04-18
  • 沃尔沃全新S60高性能版官图曝光 2019-04-18
  • [视频]《乡村振兴战略大家谈》第六集4分钟精编版 2019-04-12
  • 赵哲春季写真大公开 百变风格切换自如 2019-04-07
  • “无中生有”也能助力文旅 2019-04-07
  • 坚守一条红线 维护生态安全(在习近平新时代中国特色社会主义思想指引下——新时代新作为新篇章) 2019-04-07
  • 中国石油呼和浩特石化公司获第十二届人民企业社会责任奖年度环保奖 2019-04-07