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    Hong Kong regulatory compliance

    Oct 2017 Licensing for commodities related activities
    Oct 2017 The licensing regime in Hong Kong
    Feb 2017 Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
    Feb 2017 The Licensing Regime under The Securities and Futures Ordinance
    Jun 2016 Listed company guide to inside information
    May 2016 Environmental social and governance reporting guide for companies listed on the HKEx
    May 2016 Private placement of bonds
    Feb 2016 Hong Kong crowd funding and the associated risks
    Jan 2016 Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
    Jan 2016 Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
    Jun 2015 Hong Kong regulation of crowd funding
    Jun 2015
    Jun 2015 Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
    Jun 2015 Regulation of crowd funding in Hong Kong
    May 2015 Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
    Apr 2015 The connected transactions rules in Hong Kong
    Apr 2015 Hong Kong listing rules: connected transactions
    Apr 2015 Opportunities for Russian companies to raise debt finance in Hong Kong
    Apr 2015 Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
    Jan 2015 SFC’s powers to seek compensation for investors
    Jan 2015 Disclosure of interests under the Securities and Futures Ordinance
    Dec 2014 A Hong Kong corporate finance law firm
    Nov 2014 Fund structures
    Nov 2014 Structuring a private equity fund to be marketed in Europe
    Oct 2014 Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
    Oct 2014 Regulatory implications of offering securities to employees in Hong Kong
    Jul 2014 The Hong Kong Code on Takeovers and Mergers
    Jul 2014 The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
    Jul 2014 The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
    Jul 2014 Insider dealing under the Securities and Futures Ordinance
    Jun 2014 Hong Kong listing rules amendments changes to the connected transaction rules
    Jun 2014 Obligations of directors of the offeror under the Code on Takeovers and Mergers
    Jun 2014 The Hong Kong Code on Takeovers and Mergers
    Jun 2014 Marketing mutual funds in Hong Kong
    Jun 2014 Marketing non-corporate funds in Hong Kong
    Jun 2014 Marketing by an overseas company of shares in Hong Kong
    May 2014 Market misconduct under the Securities and Futures Ordinance
    Apr 2014 Rights issue and open offer in Hong Kong
    Apr 2014 Charltons' funds practice
    Jan 2014 Backdoor listing
    Dec 2013 The statutory regime for listed companies’ disclosure of inside information
    Nov 2013 Annual retainer services
    Aug 2013 Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
    Jul 2013 The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
    Jun 2013 Mergers and acquisitions
    Dec 2012 Hedge funds: the regulatory approach in Hong Kong
    Nov 2012 Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
    Jun 2009 Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
    Apr 2005 Guidelines on analyst conflicts of interest effective 1 April 2005
    Aug 2002 Guidance to the Securities and Futures Ordinance, Cap. 571
    Jul 2000 The mandatory provident fund

     

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  • 让每一所乡村学校都“美”得有特点、“优”得有亮点 2019-03-25
  • 人民日报社黑龙江分社 2019-03-25
  • 美元短线拉升 随后回吐涨幅 2019-03-19
  • 人民网专访中国中小企业协会副会长、一带一路工作委员会主任商世伟 2019-03-19
  • 候选企业:神州优车集团 2019-03-17
  • 广西百色贫困山区经济社会发展现状调研报告 2019-03-17
  • 邻邦扫描:自卫队训练情报员讲中文 越军列装二手韩国战舰 2019-03-10
  • 欧宝将会在今年推出全新GT概念车 2019-03-08
  • 你轻信老伴四两枕边话?[微笑] 2019-03-08
  • 以保法治反腐公信力,以保中国社会普正义。 2019-03-06
  • 新时代 新担当 新作为 2019-03-06
  • 2017地方领导留言板APP2.0 2019-03-05
  • 《魔兽世界》怀旧服开荒时间最长的三大团队副本 2019-03-03
  • 新闻中心给记者留下美好记忆 2019-02-28
  • 中国和巴基斯坦将合拍电影《天路》 2019-02-28