• 苹果高管驳斥iPhone计划报废说 iOS 12就是证据 2019-05-07
  • 热门楼盘趁势而入迎热销 红六月正式上线 ——凤凰网房产天津 2019-04-29
  • 国家税务总局:国地税改革进入具体实施操作阶段 2019-04-28
  • 习近平关于生态环境保护的十个精妙论述 2019-04-28
  • 生态环境部严厉打击转移倾倒固体废物及危险废物 2019-04-27
  • 马克思的每个人全面而自由发展,是人的最高需求层次理论。 2019-04-22
  • 空调还装墙壁上?聪明人都是往这里装,好看又省地 ——凤凰网房产 2019-04-22
  • 这下就真的更加坐实你的老蚕了,所有网友都是见证!想赖都赖不掉了。 2019-04-20
  • 空姐,到底要不要漂亮?-光明时评 2019-04-18
  • 沃尔沃全新S60高性能版官图曝光 2019-04-18
  • [视频]《乡村振兴战略大家谈》第六集4分钟精编版 2019-04-12
  • 赵哲春季写真大公开 百变风格切换自如 2019-04-07
  • “无中生有”也能助力文旅 2019-04-07
  • 坚守一条红线 维护生态安全(在习近平新时代中国特色社会主义思想指引下——新时代新作为新篇章) 2019-04-07
  • 中国石油呼和浩特石化公司获第十二届人民企业社会责任奖年度环保奖 2019-04-07
  • Select Page

    Hong Kong fund managers

    Charltons provides high impact advice to Hong Kong fund managers on all areas of their operations and through the full life cycle of their businesses, from establishment of operations and regulatory licensing, compliance matters, SFC licensing, to fund formation and promotion, and management, trading and investment of fund assets. We also have particular experience in advising on listing Chapter 21 funds on the Hong Kong Stock Exchange.

    Our fund management clients range from global fund managers, to smaller start-up managers. The fund managers represented by us manage funds across the full spectrum of asset classes, including listed stocks, fixed income and derivative securities, property, infrastructure, natural resources, emerging market private equity and venture capital, hedge funds and distressed debt.

    We help Hong Kong fund managers set up and structure their own businesses in Hong Kong and assist in the preparation of shareholder and employment agreements. We advise on the types of regulated activities that require licensing by the Securities and Futures Commission (SFC) under the Hong Kong Securities and Futures Ordinance (SFO) and related exemptions. We also assist Hong Kong fund managers in applying for SFC licences and complying with ongoing obligations as licensed corporations.

    We help both international and Hong Kong fund managers to structure and launch investment funds. We will advise on the applicable regulatory framework and suggest structures, selling restrictions and other solutions that will enable funds and fund managers to avoid SFO authorisation and prospectus registration if appropriate. We will negotiate fund terms with anchor investors, prepare information memoranda and subscription agreements, draft and negotiate custodian, administration, prime broker and other third party service agreements, and prepare corporate resolutions and other launch documents. We will also draft the investment management agreement between the fund manager and the fund. Where an offshore structure is used, we will engage and instruct offshore counsel and coordinate multi-jurisdictional legal advice to offer a single point of contact and integrated legal solutions to the client.

    We understand the complexities and challenges of cross border investment product offerings. Charltons works with a network of law firms worldwide, which allows us to coordinate with experienced lawyers to deliver timely and cost-effective solutions, particularly regarding fund selling restrictions and tax issues in overseas jurisdictions.

    After fund launch we offer Hong Kong fund managers a full range of services covering all aspects of fund operations, including amendments to fund documentation (for example, a change in investment strategy) and additional investor subscriptions. Our downstream practice also includes transactional work as funds commence investment activities (such as M&A involving portfolio companies and financing rounds for portfolio companies), advice on redemptions and transfers of fund interests, fund restructuring, exits (including sales and initial public offerings of portfolio companies), advice on loan facilities (including revolving credit facilities and margin financing) and regulatory matters. We can also guide fund managers through the disclosure of interests regime under the SFO and related SFC and Hong Kong Stock Exchange filings.

    In addition to helping to establish mainstream fund structures, we also have significant knowledge and experience in advising clients on the creation of bespoke products, and drafting and negotiating managed account agreements for separately managed accounts with particular investors.

    In cooperation with Boase Cohen & Collins, Charltons can assist fund management clients in relation to SFC investigations, enforcement and disciplinary matters. Our experience includes advising SFC licensed corporations on misconduct by employees and advising financial intermediaries on potential unauthorised selling of investment products and carrying on “regulated activities” without proper licensing. We have particular experience in advising on listing Chapter 21 funds on the Hong Kong Stock Exchange. We can assist with all aspects of SFC licences for Hong Kong fund managers.

     

    广西特码生肖诗:Hong Kong fund managers

    Listing Chapter 21 funds

    SFC licenses

    Hong Kong fund managers legal advice

    Hong Kong SFC license

    SFC licenses for Hong Kong fund managers

    SFC Hong Kong Register

    Mutual funds Hong Kong

    Hong Kong Securities and Futures Commission

    Structure and launch investment funds

    Disclosure of interests regime
    Unit trust fund listings
    HK SFC license

    Privacy Preference Center

    Strictly Necessary

    Cookies that are necessary for the site to function properly.

    gdpr, PHPSESSID

    Performance

    These are used to track user interaction and detect potential problems. These help us improve our services by providing analytical data on how users use this site.

    _ga, _gat, _gid, _atuvc, _atuvs

  • 苹果高管驳斥iPhone计划报废说 iOS 12就是证据 2019-05-07
  • 热门楼盘趁势而入迎热销 红六月正式上线 ——凤凰网房产天津 2019-04-29
  • 国家税务总局:国地税改革进入具体实施操作阶段 2019-04-28
  • 习近平关于生态环境保护的十个精妙论述 2019-04-28
  • 生态环境部严厉打击转移倾倒固体废物及危险废物 2019-04-27
  • 马克思的每个人全面而自由发展,是人的最高需求层次理论。 2019-04-22
  • 空调还装墙壁上?聪明人都是往这里装,好看又省地 ——凤凰网房产 2019-04-22
  • 这下就真的更加坐实你的老蚕了,所有网友都是见证!想赖都赖不掉了。 2019-04-20
  • 空姐,到底要不要漂亮?-光明时评 2019-04-18
  • 沃尔沃全新S60高性能版官图曝光 2019-04-18
  • [视频]《乡村振兴战略大家谈》第六集4分钟精编版 2019-04-12
  • 赵哲春季写真大公开 百变风格切换自如 2019-04-07
  • “无中生有”也能助力文旅 2019-04-07
  • 坚守一条红线 维护生态安全(在习近平新时代中国特色社会主义思想指引下——新时代新作为新篇章) 2019-04-07
  • 中国石油呼和浩特石化公司获第十二届人民企业社会责任奖年度环保奖 2019-04-07