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    Listing requirements

    Charltons provides high impact advice to companies seeking advice on requirements for Hong Kong listing on the Hong Kong Stock Exchange. We have long experience of bringing mainland Chinese companies to the Hong Kong market, and have been involved in some of the largest and most ground-breaking deals to have come to the Hong Kong market in the past decade. We acted as Hong Kong legal adviser to the major shareholder of AIA, which raised more than HK$159 billion in its 2010 IPO.

    Charltons has particular experience in advising on the listing of Chapter 21 funds on the Hong Kong Stock Exchange and of mineral company IPOs under Chapter 18 of the Hong Kong Stock Exchange Listing Rules. We also have considerable experience in helping smaller dynamic companies take their first steps in the public equity markets. Charltons is actively involved in advising companies listing on Hong Kong’s GEM. The firm can also bring its extensive experience in representing underwriters and sponsors on IPO projects to bear in advising listing applicants.

    Charltons guides it clients through the complex qualifications for listing on the Main Board and GEM, including acceptable incorporation jurisdictions for listing vehicles, sufficiency of trading record and financial thresholds, minimum public shareholding and market capitalisation requirements, board composition and director qualifications. We also advise on additional or alternative listing criteria for mineral companies and investment funds. Charltons also advises on major issues that might impact on an applicant’s suitability for Hong Kong listing, such as competing businesses of, and independence from, controlling shareholders, connected transactions, and management continuity and ownership. Where appropriate, we can make pre-application submissions to the Stock Exchange on key issues on behalf of clients.

    In addition to advising on Hong Kong listing requirements, Charltons provides advice on all stages of the listing process and offers complete IPO project management, from pre-IPO planning and structuring (including due diligence, pre-IPO investments and group reorganisations), to prospectus drafting, review and verification, and negotiation of underwriting agreements and other key contracts. We understand that an IPO is one of the biggest steps a company will ever take and a listing applicant needs its lawyers to provide an insightful and highly personalised service coupled with smart and practical advice.

    Charltons is involved not only in advising on the Hong Kong listing process and application of the Hong Kong Listing Rules, but in shaping the regulatory framework. Julia Charlton is a member of the Listing Committee of the Hong Kong Stock Exchange and serves on the SFC’s Takeovers Panel and Takeovers Appeals Panel. We have been involved in market consultations on many of the major rule changes and developments through which the Hong Kong capital markets have evolved in recent years. Most recently, we acted as coordinating counsel on the drafting of the Hong Kong Sponsor Due Diligence Guidelines, a major market initiative creating a set of guidelines relating to the Hong Kong legal and regulatory requirements and market practice for IPO due diligence on listing applicants.

     

     

    Public Float Requirements under the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Hong Kong Listing Rules”)

    The public float requirement is contained in Hong Kong Listing Rule 8.08(1)(a) and requires that at least 25% of the issuer’s total issued share capital be held by the public.  Hong Kong Listing Rule 8.24 further clarifies that the shares held by the following persons will not be regarded as being held by the public: (i) connected persons (as defined under the Hong Kong Listing Rules), (ii) persons whose acquisition of the securities was financed, directly or indirectly, by a connected person, and (iii) persons accustomed to take instructions from a connected person in relation to the securities registered in his name or otherwise held by him.

    特码生肖图2018:Listing requirements

    Hong Kong listing

    Hong Kong IPO project management

    Hong Kong listing requirements

    Listing requirements in Hong Kong

    Legal advice for IPO project management

    Hong Kong listing legal advice

    Hong Kong listing rules

    Listing of Chapter 21 funds on the Hong Kong Stock Exchange

    Mineral company IPOs under Chapter 18 of the Hong Kong Stock Exchange Listing Rules

    Public float requirement in Hong Kong Listing Rule 8.08(1)(a)

    Hong Kong Listing Rule 8.24

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  • 庆祝中国人民解放军建军90周年大会在京隆重举行 2019-07-02
  • 匹夫有责之一百一十二—道义大义的博客—强国博客—人民网 2019-06-28
  • 李盈莹又演砸了?42扣10中表现还不如一边缘主攻 2019-06-04
  • 洪崖洞、长江索道、李子坝轻轨站……这些网红景点21年前的模样你知道吗? 2019-06-04
  • 苹果高管驳斥iPhone计划报废说 iOS 12就是证据 2019-05-07
  • 热门楼盘趁势而入迎热销 红六月正式上线 ——凤凰网房产天津 2019-04-29
  • 国家税务总局:国地税改革进入具体实施操作阶段 2019-04-28
  • 习近平关于生态环境保护的十个精妙论述 2019-04-28
  • 生态环境部严厉打击转移倾倒固体废物及危险废物 2019-04-27
  • 马克思的每个人全面而自由发展,是人的最高需求层次理论。 2019-04-22
  • 空调还装墙壁上?聪明人都是往这里装,好看又省地 ——凤凰网房产 2019-04-22
  • 这下就真的更加坐实你的老蚕了,所有网友都是见证!想赖都赖不掉了。 2019-04-20
  • 空姐,到底要不要漂亮?-光明时评 2019-04-18
  • 沃尔沃全新S60高性能版官图曝光 2019-04-18
  • [视频]《乡村振兴战略大家谈》第六集4分钟精编版 2019-04-12
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